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 empirical evidence


Benefits of over-parameterization with EM

Neural Information Processing Systems

Expectation Maximization (EM) is among the most popular algorithms for maximum likelihood estimation, but it is generally only guaranteed to find its stationary points of the log-likelihood objective. The goal of this article is to present theoretical and empirical evidence that over-parameterization can help EM avoid spurious local optima in the log-likelihood. We consider the problem of estimating the mean vectors of a Gaussian mixture model in a scenario where the mixing weights are known. Our study shows that the global behavior of EM, when one uses an over-parameterized model in which the mixing weights are treated as unknown, is better than that when one uses the (correct) model with the mixing weights fixed to the known values. For symmetric Gaussians mixtures with two components, we prove that introducing the (statistically redundant) weight parameters enables EM to find the global maximizer of the log-likelihood starting from almost any initial mean parameters, whereas EM without this over-parameterization may very often fail. For other Gaussian mixtures, we provide empirical evidence that shows similar behavior. Our results corroborate the value of over-parameterization in solving non-convex optimization problems, previously observed in other domains.





Benefits of over-parameterization with EM

Neural Information Processing Systems

Expectation Maximization (EM) is among the most popular algorithms for maximum likelihood estimation, but it is generally only guaranteed to find its stationary points of the log-likelihood objective. The goal of this article is to present theoretical and empirical evidence that over-parameterization can help EM avoid spurious local optima in the log-likelihood. We consider the problem of estimating the mean vectors of a Gaussian mixture model in a scenario where the mixing weights are known. Our study shows that the global behavior of EM, when one uses an over-parameterized model in which the mixing weights are treated as unknown, is better than that when one uses the (correct) model with the mixing weights fixed to the known values. For symmetric Gaussians mixtures with two components, we prove that introducing the (statistically redundant) weight parameters enables EM to find the global maximizer of the log-likelihood starting from almost any initial mean parameters, whereas EM without this over-parameterization may very often fail. For other Gaussian mixtures, we provide empirical evidence that shows similar behavior. Our results corroborate the value of over-parameterization in solving non-convex optimization problems, previously observed in other domains.


A Unified Representation Underlying the Judgment of Large Language Models

Lu, Yi-Long, Song, Jiajun, Wang, Wei

arXiv.org Artificial Intelligence

A central architectural question for both biological and artificial intelligence is whether judgment relies on specialized modules or a unified, domain-general resource. While the discovery of decodable neural representations for distinct concepts in Large Language Models (LLMs) has suggested a modular architecture, whether these representations are truly independent systems remains an open question. Here we provide evidence for a convergent architecture for evaluative judgment. Across a range of LLMs, we find that diverse evaluative judgments are computed along a dominant dimension, which we term the Valence-Assent Axis (VAA). This axis jointly encodes subjective valence ("what is good") and the model's assent to factual claims ("what is true"). Through direct interventions, we demonstrate this axis drives a critical mechanism, which is identified as the subordination of reasoning: the VAA functions as a control signal that steers the generative process to construct a rationale consistent with its evaluative state, even at the cost of factual accuracy. Our discovery offers a mechanistic account for response bias and hallucination, revealing how an architecture that promotes coherent judgment can systematically undermine faithful reasoning.


AISysRev -- LLM-based Tool for Title-abstract Screening

Huotala, Aleksi, Kuutila, Miikka, Turtio, Olli-Pekka, Mäntylä, Mika

arXiv.org Artificial Intelligence

Systematic reviews are a standard practice for summarizing the state of evidence in software engineering. Conducting systematic reviews is laborious, especially during the screening or study selection phase, where the number of papers can be overwhelming. During this phase, papers are assessed against inclusion and exclusion criteria based on their titles and abstracts. Recent research has demonstrated that large language models (LLMs) can perform title-abstract screening at a level comparable to that of a master's student. While LLMs cannot be fully trusted, they can help, for example, in Rapid Reviews, which try to expedite the review process. Building on recent research, we developed AiSysRev, an LLM-based screening tool implemented as a web application running in a Docker container. The tool accepts a CSV file containing paper titles and abstracts. Users specify inclusion and exclusion criteria. One can use multiple LLMs for screening via OpenRouter. AiSysRev supports both zero-shot and few-shot screening, and also allows for manual screening through interfaces that display LLM results as guidance for human reviewers.We conducted a trial study with 137 papers using the tool. Our findings indicate that papers can be classified into four categories: Easy Includes, Easy Excludes, Boundary Includes, and Boundary Excludes. The Boundary cases, where LLMs are prone to errors, highlight the need for human intervention. While LLMs do not replace human judgment in systematic reviews, they can significantly reduce the burden of assessing large volumes of scientific literature. Video: https://www.youtube.com/watch?v=jVbEj4Y4tQI Tool: https://github.com/EvoTestOps/AISysRev


Perfect AI Mimicry and the Epistemology of Consciousness: A Solipsistic Dilemma

Li, Shurui

arXiv.org Artificial Intelligence

Rapid advances in artificial intelligence necessitate a re - examination of the epistemological foundations upon which we attribute consciousness. As AI systems increasingly mimic human behavior and interaction with high fidelity, the concept of a "perfect m imic" -- an entity empirically indistinguishable from a human through observation and interaction -- shifts from hypothetical to technologically plausible. This paper argues that such developments pose a fundamental challenge to the consistency of our mind - recog nition practices. Consciousness attributions rely heavily, if not exclusively, on empirical evidence derived from behavior and interaction. If a perfect mimic provides evidence identical to that of humans, any refusal to grant it equivalent epistemic statu s must invoke inaccessible factors, such as qualia, substrate requirements, or origin. Selectively invoking such factors risks a debilitating dilemma: either we undermine the rational basis for attributing consciousness to others (epistemological solipsism), or we accept inconsistent reasoning. I contend that epistemic consistency demands we ascribe the same status to empirically indistinguishable entities, regardless of metaphysical assumptions. The perfect mimic thus acts as an epistemic mirror, forcing c ritical reflection on the assumptions underlying intersubjective recognition in light of advancing AI. This analysis carries significant implications for theories of consciousness and ethical frameworks concerning artificial agents .